This paper focuses on a collection of methods that can be used to analyze the water-energy-food (WEF) nexus. We classify these methods as qualitative or quantitative for interdisciplinary and ...transdisciplinary research approaches. The methods for interdisciplinary research approaches can be used to unify a collection of related variables, visualize the research problem, evaluate the issue, and simulate the system of interest. Qualitative methods are generally used to describe the nexus in the region of interest, and include primary research methods such as Questionnaire Surveys, as well as secondary research methods such as Ontology Engineering and Integrated Maps. Quantitative methods for examining the nexus include Physical Models, Benefit-Cost Analysis (BCA), Integrated Indices, and Optimization Management Models. The authors discuss each of these methods in the following sections, along with accompanying case studies from research sites in Japan and the Philippines. Although the case studies are specific to two regions, these methods could be applicable to other areas, with appropriate calibration.
Concerns over groundwater depletion and ecosystem degradation have led to the incorporation of the concept of groundwater sustainability as a groundwater policy instrument in several water codes and ...management directives worldwide. Because sustainable groundwater management is embedded within integrated, co-evolving hydrological, ecological, and socioeconomic systems, implementing such policies remains a challenge for water managers and the scientific community. The problem is further exacerbated when participatory processes are lacking, resulting in a communication gap among water authorities, scientists, and the broader community. This paper provides a systematic review of the concept of groundwater sustainability, and situates this concept within the calls from the hydrologic literature for more participatory and integrated approaches to water security. We discuss the definition of groundwater sustainability from both a policy and scientific perspective, tracing the evolution of this concept from safe yield, to sustainable groundwater management. We focus on the diversity of societal values related to groundwater sustainability, and the typology of the aquifer performance and governance factors. In addition, we systematically review the main components of an effective scientific evaluation of groundwater sustainability policy, which are multi-process modeling, uncertainty analysis, and participation. We conclude that effective groundwater sustainability policy implementation requires an iterative scientific evaluation that (i) engages stakeholders in a participatory process through collaborative modeling and social learning; (ii) provides improved understanding of the coevolving scenarios between surface water-groundwater systems, ecosystems, and human activities; and (iii) acknowledges and addresses uncertainty in our scientific knowledge and the diversity of societal preferences using multi-model uncertainty analysis and adaptive management. Although the development of such a transdisciplinary research approach, which connects policy, science, and practice for groundwater sustainability evaluation, is still in its infancy worldwide, we find that research towards groundwater sustainability is growing at a much faster rate than groundwater research as a whole.
A theory of payment for ecosystem services (PES) pricing consistent with dynamic efficiency and sustainable income requires optimized shadow prices. Since ecosystem services are generally ...interdependent, this requires joint optimization across multiple resource stocks. We develop such a theory in the context of watershed conservation and groundwater extraction. The optimal program can be implemented with a decentralized system of ecosystem payments to private watershed landowners, financed by efficiency prices of groundwater set by a public utility. The theory is extended to cases where land is publicly owned, conservation instruments exhibit non-convexities on private land, or the size of a conservation project is exogenous. In these cases, conservation investment can be financed from benefit taxation of groundwater consumers. While volumetric conservation surcharges induce inefficient water use, a dynamic lump-sum tax finances investment without distorting incentives. Since the optimal level of conservation is generated as long as payments are correct at the margin, any surplus can be returned to consumers through appropriate block pricing. The present value gain in consumer surplus generated by the conservation-induced reduction in groundwater scarcity serves as a lower bound to the benefits of conservation without explicit measurement of other benefits such as recreation, biodiversity, and cultural values.
► PES should be jointly determined with the quantity of ecosystem services provided. ► Decentralized system of PES can achieve the optimal private provision of services. ► Volumetric conservation surcharges can induce inefficient downstream resource use. ► Dynamic lump-sum tax can finance public conservation without distorting incentives. ► Public provision may require bond-financing and enabling legislation.
Untreated and minimally treated wastewater discharged into the environment have the potential to adversely affect groundwater dependent ecosystems and nearshore marine health. Addressing this issue ...requires a systems approach that links land use and wastewater management decisions to potential impacts on the nearshore marine environment via changes in water quality and quantity. To that end, a framework was developed to assess decisions that have cascading effects across multiple elements of the ridge-to-reef system. In an application to Kona (Hawai'i, USA), eight land use and wastewater management scenarios were evaluated in terms of wastewater system upgrade costs and wastewater related nutrient loads in groundwater, which eventually discharge to nearshore waters, resulting in potential impacts to marine habitat quality. Without any upgrades of cesspools or the existing wastewater treatment plant (WWTP), discharges of nutrients are expected to increase substantially with permitted development, with potential detrimental impacts to the marine environment. Results suggest that converting all of the existing cesspools to aerobic treatment units (ATU) and upgrading the existing WWTP to R-1 quality provide the highest protection to nearshore marine habitat at a cost of $569 million in present value terms. Other wastewater management options were less effective but also less costly. For example, targeted cesspool conversion (a combination of septic and ATU installation) in conjunction with the WWTP upgrade still provided a substantial reduction in nutrients and potential impacts to marine habitat quality relative to the present situation at a price point roughly $100 million less than the entirely ATU option. Of note, results were more sensitive to the inclusion of the WWTP upgrade option than they were to assumptions regarding the efficiency of the cesspool conversion technologies. The model outputs also suggest that the spatial distribution of potential impacts should be carefully considered when comparing different wastewater management scenarios. When evaluated separately, the WWTP option reduced total nutrients by more than the targeted cesspool conversion option at a fraction of the cost. However, potential improvements in marine habitat quality only occurred in the immediate vicinity of the WWTP, whereas the benefits under targeted cesspool conversion were more evenly distributed along the coast.
We develop and operationalize an integrated groundwater and watershed management model using data from the Kīholo aquifer on the west coast of Hawai'i Island. Results from a numerical simulation ...suggest that investment in fencing (passive management) is preferred to invasive species removal (active management) if we are limited to selecting a single conservation tool. However, using both instruments jointly increases net present value relative to using either instrument independently in most cases tested, and the additional benefit of invasive species removal increases as water becomes scarcer. The general results are largely insensitive to variations in the invasive species uptake rate and recharge benefits of fencing, and in all cases, use of both instruments reduces the loss resulting from the imposition of a safe minimum standard for groundwater-dependent ecosystems more effectively than either instrument alone.
•Upstream and midstream watershed management supports downstream ecosystem health.•When groundwater is scarce, using multiple management instruments is always optimal.•Optimal watershed management reduces loss from imposition of a safe minimum standard.•Results are insensitive to variations in invasive uptake rate and recharge benefit of fencing.
As urban areas expand around the world, there are growing efforts to restore and protect natural and agricultural systems for the multitude of ecosystem services they provide to urban communities. ...This study presents a researcher-farmer collaboration in a highly urbanized area of O'ahu focused on understanding the historical and current challenges and opportunities faced by a culturally and socially valued spring-dependent urban farm, Sumida Farm, which produces the majority of the state of Hawai'i's watercress. We conducted a long-term trend analysis (25 years) of factors identified by the farmers to be important historical drivers of crop yield, including groundwater pumping, pest outbreaks, temperature, Oceanic Niño Index, and precipitation. We combined this analysis with a year of intensive spring water sampling on the farm to evaluate nutrient and contaminant composition and flow to understand water-related stressors, as well as evaluate the potential of the farm to provide nutrient retention services. We found negative correlations between historical crop yields and increases in the Oceanic Niño Index, temperature thresholds, and pest outbreaks. Despite the surrounding urbanization, we found on-farm water quality to be very high, and microbial analyses revealed an abundance of denitrifiers (nirS gene) suggesting that the farm provides a nutrient retention service to downstream systems. Finally, we found that socio-cultural values including heritage value, aesthetic value, and educational value are increasingly important for the Sumida family and surrounding community. These socio-cultural benefits alongside highly valued local food production and nutrient retention services are essential for continued community and political support. Collectively, our study demonstrates that challenges facing urban agricultural systems shift through time, and that recognition of the beyond crop-yield benefits of these systems to urban communities is essential to their long-term survival.
Tropical forests provide a suite of benefits including biodiversity, cultural value, and a range of ecosystem services. Globally, there is increasing interest in incentivizing native forest ...protection as a multi-benefit natural infrastructure strategy to secure clean and ample water supplies. In addition to conversion to agriculture and other non-forest land uses, non-native species invasion represents a major threat to these systems, particularly on islands. Whereas several recent efforts have quantified the benefits of reforestation or avoided agricultural expansion in tropical forest areas, the hydrologic and associated economic benefits of avoided invasion have received less attention. To address this gap, we quantified the benefits of protecting native forest from conversion to non-native forest in East Maui, Hawai'i in terms of groundwater recharge, a highly valued hydrologic ecosystem service that water utilities increasingly seek to co-finance. Compared with two counterfactual invasion scenarios, the groundwater recharge benefits of planned conservation activities reached 40.9 to 146.3 million cubic meters over 100 years depending on invasion rate assumptions. This translated to 2.70 to 137.6 million dollars of cost savings to the water utility in present value terms (achieved through reducing reliance on more expensive water alternatives) under a range of discount rates and water scarcity assumptions. Our results suggest that investing in native forest conservation provides an important hydrologic ecosystem service benefit that complements the range of benefits provided by these ecosystems. These findings demonstrate that co-financing native forest conservation represents an important supply side option in water resources planning.
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•Interest in forest conservation for hydrologic and other benefits is growing.•We quantified the groundwater recharge benefits of forest conservation in East Maui.•We combined models of water balance, forest change, and future water supply costs.•Forest conservation provided 40.9 to 146.3 million m3 of groundwater over 100 years.•Results demonstrate the potential for water utilities to co-finance conservation.
As ecosystem service assessments increasingly contribute to decisions about managing Earth’s lands and waters, there is a growing need to understand the diverse ways that people use and value ...landscapes. However, these assessments rarely incorporate the value of landscapes to communities with strong cultural and generational ties to place, precluding inclusion of these values- alongside others-into planning processes. We developed a process to evaluate trade-offs and synergies in ecosystem services across land-use scenarios and under climate change in North Kona, Hawaiʻi, a tropical dry ecosystem where water, fire, biodiversity, and cultural values are all critical considerations for land management decisions. Specifically, we combined participatory deliberative methods, ecosystem service models, vegetation surveys, and document analysis to evaluate how cultural services, regulating services (groundwater recharge, landscape flammability reduction), biodiversity, and revenue: (1) vary across four land-use scenarios (pasture, coffee, agroforestry, and native forest restoration) and (2) are expected to vary with climate change (representative concentration pathway (RCP) 8.5 mid-century scenario). The native forest restoration scenario provided high cultural, biodiversity, and ecosystem service value, whereas coffee's strongest benefit was monetary return. The agroforestry scenario offered the greatest potential in terms of maximizing multiple services. Pasture had relatively low ecological and economic value but, as with native forest and agroforestry, held high value in terms of local knowledge and cultural connection to place. Climate change amplified existing vulnerabilities for groundwater recharge and landscape flammability, but resulted in few shifts in the ranking of land-use scenarios. Our results demonstrate that cultural services need not be sacrificed at the expense of other management objectives if they are deliberately included in land-use planning from the start. Meaningfully representing what matters most to diverse groups of people, now and under a changing climate, requires greater integration of participatory methods into ecosystem service analyses.
•Optimal investment in watershed conservation capital is usually positive (non-zero).•Upstream watershed conservation supports protection of downstream GDEs.•Stricter safe minimum standards for the ...GDE necessitate more investment.•Optimal investment is lower when capital is more efficient at capturing recharge.•Growing water demand requires more investment in the optimal solution.
Improving the understanding of connections spanning from mountain to sea and integrating those connections into decision models have been increasingly recognized as key to effective coastal resource management. In this paper, we aim to improve our understanding of the relative importance of linkages between a forested watershed, a coastal groundwater aquifer, and a nearshore marine groundwater-dependent ecosystem (GDE) using a dynamic groundwater optimization framework and simple ecosystem equations. Data from the Kīholo aquifer on the Kona Coast of Hawai‘i Island are used to numerically illustrate optimal joint management strategies and test the sensitivity of those strategies to variations in physical and behavioral parameter values. We find that for a plausible range of watershed management costs, protecting part of the recharge capture area is always optimal. Without watershed protection, maintaining a safe minimum standard growth rate for a GDE-dependent marine indicator species, reduces net present value non-trivially, but optimal investment in watershed conservation offsets that potential reduction by 75 %. In general, we find that optimal watershed management and groundwater pumping are most sensitive to changes in water demand growth and parameters that describe nearshore salinity.
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