Different aspects of probabilistic shaping for a multispan optical communication system are studied. First, a numerical analysis of the additive white Gaussian noise (AWGN) channel investigates the ...effect of using a small number of input probability mass functions (PMFs) for a range of signal-to-noise ratios (SNRs), instead of optimizing the constellation shaping for each SNR. It is shown that if a small penalty of at most 0.1 dB SNR to the full shaping gain is acceptable, just two shaped PMFs are required per quadrature amplitude modulation (QAM) over a large SNR range. For a multispan wavelength division multiplexing optical fiber system with 64QAM input, it is shown that just one PMF is required to achieve large gains over uniform input for distances from 1400 to 3000 km. Using recently developed theoretical models that extend the Gaussian noise (GN) model and full-field split-step simulations, we illustrate the ramifications of probabilistic shaping on the effective SNR after fiber propagation. Our results show that, for a fixed average optical launch power, a shaping gain is obtained for the noise contributions from fiber amplifiers and modulation-independent nonlinear interference (NLI), whereas shaping simultaneously causes a penalty as it leads to an increased NLI. However, this nonlinear shaping loss is found to have a relatively minor impact, and optimizing the shaped PMF with a modulation-dependent GN model confirms that the PMF found for AWGN is also a good choice for a multi-span fiber system.
This paper studies the impact of probabilistic shaping on effective signal-to-noise ratios (SNRs) and achievable information rates (AIRs) in a back-to-back configuration and in unrepeated nonlinear ...fiber transmissions. For the back-to-back setup, various shaped quadrature amplitude modulation (QAM) distributions are found to have the same implementation penalty as uniform input. By demonstrating in transmission experiments that shaped QAM input leads to lower effective SNR than uniform input at a fixed average launch power, we experimentally confirm that shaping enhances the fiber nonlinearities. However, shaping is ultimately found to increase the AIR, which is the most relevant figure of merit, as it is directly related to spectral efficiency. In a detailed study of these shaping gains for the nonlinear fiber channel, four strategies for optimizing QAM input distributions are evaluated and experimentally compared in wavelength division multiplexing (WDM) systems. The first shaping scheme generates a Maxwell-Boltzmann (MB) distribution based on a linear additive white Gaussian noise channel. The second strategy uses the Blahut-Arimoto algorithm to optimize an unconstrained QAM distribution for a split-step Fourier method based channel model. In the third and fourth approach, MB-shaped QAM and unconstrained QAM are optimized via the enhanced Gaussian noise (EGN) model. Although the absolute shaping gains are found to be relatively small, the relative improvements by EGN-optimized unconstrained distributions over linear AWGN optimized MB distributions are up to 59%. This general behavior is observed in 9-channel and fully loaded WDM experiments.
In order to realize probabilistically shaped signaling within the probabilistic amplitude shaping (PAS) framework, a shaping device outputs sequences that follow a certain nonuniform distribution. In ...case of constant-composition (CC) distribution matching (CCDM), the sequences differ only in the ordering of their constituent symbols, whereas the number of occurrences of each symbol is constant in every output block. Recent results by Amari et al. have shown that the CCDM block length can have a considerable impact on the effective signal-to-noise ratio (SNR) after fiber transmission. So far, no explanation for this behavior has been presented. Furthermore, the block-length dependence of the SNR seems not to be fully aligned with previous results in the literature. This paper is devoted to a detailed analysis of the nonlinear fiber interactions for CC sequences. We confirm in fiber simulations the inverse proportionality of SNR with CCDM block length and present two explanations. The first one, which only holds in the short-length regime, is based on how two-dimensional symbols are generated from shaped amplitudes in the PAS framework. The second, more general explanation relates to an induced shuffling within a sequence, or equivalently a limited concentration of identical symbols, that is an inherent property for short CC blocks, yet not necessarily present in case of long blocks. This temporal property results in weaker nonlinear interactions, and thus higher SNR, for short CC sequences. For a typical multi-span fiber setup, the SNR difference is numerically demonstrated to be up to 0.7 dB. Finally, we evaluate a heuristic figure of merit that captures the number of runs of identical symbols in a concatenation of several CC sequences. For moderate block lengths up to approximately 100 symbols, this metric suggests that limiting the number identical-symbol runs can be beneficial for reducing fiber nonlinearities and thus, for increasing SNR.
In this paper, we provide a systematic comparison of distribution matching (DM) and sphere shaping (SpSh) algorithms for short blocklength probabilistic amplitude shaping. For asymptotically large ...blocklengths, constant composition distribution matching (CCDM) is known to generate the target capacity-achieving distribution. However, as the blocklength decreases, the resulting rate loss diminishes the efficiency of CCDM. We claim that for such short blocklengths over the additive white Gaussian noise (AWGN) channel, the objective of shaping should be reformulated as obtaining the most energy-efficient signal space for a given rate (rather than matching distributions). In light of this interpretation, multiset-partition DM (MPDM) and SpSh are reviewed as energy-efficient shaping techniques. Numerical results show that both have smaller rate losses than CCDM. SpSh-whose sole objective is to maximize the energy efficiency-is shown to have the minimum rate loss amongst all, which is particularly apparent for ultra short blocklengths. We provide simulation results of the end-to-end decoding performance showing that up to 1 dB improvement in power efficiency over uniform signaling can be obtained with MPDM and SpSh at blocklengths around 200. Finally, we present a discussion on the complexity of these algorithms from the perspectives of latency, storage and computations.
In this article, we study amplitude shaping schemes for the probabilistic amplitude shaping (PAS) framework as well as algorithms for constant-composition distribution matching (CCDM). Huffman-coded ...sphere shaping (HCSS) is discussed in detail, which internally uses Huffman coding to determine the composition to be used and relies on conventional CCDM algorithms for mapping and demapping. Numerical simulations show that HCSS closes the performance gap between distribution matching schemes and sphere shaping techniques such as enumerative sphere shaping (ESS). HCSS is based on an architecture that is different from the trellis-based setup of ESS. It allows to tailor the used HCSS compositions to the transmission channel and to take into account complexity constraints. We further discuss in detail multiset ranking (MR) and subset ranking (SR) as alternatives to arithmetic-coding (AC) CCDM. The advantage of MR over AC is that it requires less sequential operations for mapping. SR operates on binary alphabets only, which can introduce some additional rate loss when a nonbinary-to-binary transformation is required. However, the binomial coefficients required for SR can be precomputed and stored in a lookup table (LUT). We perform an analysis of rate loss and decoding performance for the proposed techniques and compare them to other prominent amplitude shaping schemes. For medium to long block lengths, MR-HCSS and SR-HCSS are shown to have similar performance to ESS. SR-HCSS and uniform 64QAM are compared in additive white Gaussian noise simulations and shaping gains of 0.5 dB and 1 dB are demonstrated with 1 kbit and 100 kbit LUT size, respectively.
The nonlinear transmission performance of quasi-Nyquist wavelength-division multiplexing (qN-WDM) and reduced guard interval orthogonal frequency-division multiplexing (RGI-OFDM) using ...polarization-division multiplexing quadrature phase-shift-keying (PDM-QPSK) and quadrature amplitude modulation (PDM-QAM-8 and PDM-QAM-16) with high information spectral densities have been compared for the first time, both by simulations and analytically. The results show that both systems are able to reach similar maximum transmission distances of approximately 6700km, 2600km and 1100km over standard single-mode fibre for the spectral efficiencies of 3.43 bits/s/Hz, 5.25 bits/s/Hz and 7 bits/s/Hz respectively.
This paper studies probabilistic shaping in a multi-span wavelength-division multiplexing optical fiber system with 64-ary quadrature amplitude modulation (QAM) input. In split-step fiber simulations ...and via an enhanced Gaussian noise model, three figures of merit are investigated, which are signal-to-noise ratio (SNR), achievable information rate (AIR) for capacity-achieving forward error correction (FEC) with bit-metric decoding, and the information rate achieved with low-density parity-check (LDPC) FEC. For the considered system parameters and different shaped input distributions, shaping is found to decrease the SNR by 0.3 dB yet simultaneously increases the AIR by up to 0.4 bit per 4D-symbol. The information rates of LDPC-coded modulation with shaped 64QAM input are improved by up to 0.74 bit per 4D-symbol, which is larger than the shaping gain when considering AIRs. This increase is attributed to the reduced coding gap of the higher-rate code that is used for decoding the nonuniform QAM input.
•Probabilistic shaping for the nonlinear fiber channel is investigated.•Shaping decreases SNR yet increases the information rates for ideal and LDPC FEC.•The higher-rate code for shaped QAM outperforms the low-rate code for uniform input.•Thus, the LDPC gain with shaped QAM over uniform input exceeds the relative AIR gain.
Multiset-Partition Distribution Matching Fehenberger, Tobias; Millar, David S.; Koike-Akino, Toshiaki ...
IEEE transactions on communications,
03/2019, Volume:
67, Issue:
3
Journal Article
Peer reviewed
Open access
Distribution matching is a fixed-length invertible mapping from a uniformly distributed bit sequence to shaped amplitudes and plays an important role in the probabilistic amplitude shaping framework. ...With conventional constant-composition distribution matching (CCDM), all output sequences have identical composition. In this paper, we propose multiset-partition distribution matching (MPDM), where the composition is constant over all output sequences. When considering the desired distribution as a multiset, MPDM corresponds to partitioning this multiset into equal-sized subsets. We show that MPDM allows addressing more output sequences and, thus, has a lower rate loss than CCDM in all nontrivial cases. By imposing some constraints on the partitioning, a constructive MPDM algorithm is proposed which comprises two parts. A variable-length prefix of the binary data word determines the composition to be used, and the remainder of the input word is mapped with a conventional CCDM algorithm, such as arithmetic coding, according to the chosen composition. Simulations of 64-ary quadrature amplitude modulation over the additive white Gaussian noise channel demonstrate that the block-length saving of MPDM over CCDM for a fixed gap to capacity is approximately a factor of 2.5-5 at medium to high signal-to-noise ratios.
In this paper, achievable information rates (AIR) for fiber optical communications are discussed. It is shown that AIRs such as the mutual information and generalized mutual information are good ...design metrics for coded optical systems. The theoretical predictions of AIRs are compared to the performance of modern codes including low-parity density check and polar codes. Two different computation methods for these AIRs are also discussed: Monte-Carlo integration and Gauss-Hermite quadrature. Closed-form ready-to-use approximations for such computations are provided for arbitrary constellations and the multidimensional AWGN channel. The computation of AIRs in optical experiments and simulations is also discussed.
Lower bounds on mutual information (MI) of long-haul optical fiber systems for hard-decision and soft-decision decoding are studied. Ready-to-use expressions to calculate the MI are presented. ...Extensive numerical simulations are used to quantify how changes in the optical transmitter, receiver, and channel affect the achievable transmission rates of the system. Special emphasis is put to the use of different quadrature amplitude modulation formats, channel spacings, digital back-propagation schemes and probabilistic shaping. The advantages of using MI over the prevailing Q-factor as a figure of merit of coded optical systems are also highlighted.
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